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Company: Cathay Bank
Location: El Monte
Posted on: April 5, 2021

Job Description:

Sr. Operations / Compliance Auditor El Monte, CA, USA Req #946 Tuesday, February 2, 2021People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? Would you like to work for a company that is ranked Top 20 on Forbes Best Banks in America 2020 list? If yes, come join our team! At Cathay Bank we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for nearly 60 years and persevered through many economic cycles due to our team members drive and optimism. Together we can make a difference in the financial future of our communities. We offer a competitive benefits package and comprehensive training programs so you can focus on your long-term professional career and your next steps at Cathay Bank. Apply today! What our team members are saying: VideoClip 1 VideoClip 2 VideoClip 3 Learn more about us at cathaybank.com GENERAL SUMMARY The Senior Operations / Compliance Auditor will perform an important role in leading and performing Financial, Operational and Compliance (BSA/AML) Audits and various value-add projects under the direction of internal audit management. The Senior Operations / Compliance Auditor will be responsible for assisting Internal Audit management with project planning, execution, and reporting. ESSENTIAL FUNCTIONS --- Lead the execution of Financial, operational, and Compliance (BSA/AML) audit process from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide updates to management on progress.--- Review work performed by other team members where applicable and provide guidance to ensure conclusions are properly supported and work product meets department guidelines.--- Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management on a timely basis.--- Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.--- Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the company.--- Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the company and industry.--- Responsible for developing the audit staff by performing effective work paper review, preparing constructive interim and annual performance evaluations and providing training opportunities.--- May participate in various key management committees, acting in an advisory capacity.--- Identify opportunities for, and participate in approved special projects, investigations or other significant business issues. QUALIFICATIONS --- Bachelors Degree in accounting, business, finance or related field.--- At least 4-6 years operational or compliance audit and/or compliance experience in financial services and specifically related to consumer compliance/BSA/AML--- Ability to work independently and with others.--- Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends.--- Deep understanding of risk assessment, audit methodology, and audit execution.--- Strong time management and organizational skills including the ability to manage multiple projects and competing priorities.--- Ability to exercise sound judgment in the execution of assignments and communication with others.--- Excellent verbal and written communication skills; interpersonal and presentation skills ability to work closely and collaboratively with people at all levels in the department and within the organization.--- Strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution.--- Excellent computer skills, Proficient in Microsoft Office Products (i.e. Excel, PowerPoint, Word, etc.). CERTIFICATIONS --- CAMS, CIA or other related professional certification a plus--- Additional qualifications, such as CFE, CPA also preferred Cathay Bank may collect personal information from potential job candidates and applicants. For moreinformation on how we handle personal information and your applicable rights, please review our Privacy Policy . Cathay Bank is an equal opportunity employer. It is the Banks policy to provide equal employmentopportunities to all qualified applicants. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, orprotected veteran status. Cathay Bank endeavors to make www.CathayBank.com accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact, Lori Burquez, VP, Sr. Employee Relations Manager, at (626) 279-3666 or lori.burquez@cathaybank.com . This contact information is for accommodation requestsonly and cannot be used to inquire about the status of applications. Click here to view the EEO is the Law poster in English. Poster- English Click here to view the EEO is the Law supplement in English. Supplement- English Clic aqui para ver la EEO es la Ley poster en espanol. Poster- Spanish Clic aqui para ver la EEO es la Ley suplemento en espanol. Supplement- Spanish EEO Poster- Chinese EEO " Supplement- Chinese Other details--- Pay Type SalaryApply Now Share this job:

Keywords: Cathay Bank, El Monte , Auditor, Accounting, Auditing , El Monte, California

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