Sr. Internal Auditor

Company: Cathay Bank
Location: El Monte
Posted on: May 23, 2023

Job Description:

Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional goals. We have thrived for 60 years and persevered through many economic cycles due to our team members' drive and optimism. Together we can make a difference in the financial future of our communities. The Senior Internal Auditor will perform an important role in leading and performing Financial, Operational, Compliance & SOX Audits and various value-add projects under the direction of internal audit management. The Senior Internal Auditor will be responsible for assisting Internal Audit management with project planning, execution, and reporting. ESSENTIAL FUNCTIONS

• Lead the execution of Financial, operational, Compliance and SOX audit process from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide updates to management on progress.
• Review work performed by other team members where applicable and provide guidance to ensure conclusions are properly supported and work product meets department guidelines.
• Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management on a timely basis.
• Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.
• Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the company.
• Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the company and industry.
• Responsible for developing the audit staff by performing effective work paper review, preparing constructive interim and annual performance evaluations and providing training opportunities.
• May participate in various key management committees, acting in an advisory capacity.
• Identify opportunities for, and participate in approved special projects, investigations or other significant business issues. QUALIFICATIONS
  • Bachelor's Degree
  • At least 4-6 years related audit experience - in a Bank or Financial Services industry preferred but not required.
  • Ability to work independently and with others.
  • Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends.
  • Deep understanding of risk assessment, audit methodology, and audit execution.
  • Strong time management and organizational skills including the ability to manage multiple projects and competing priorities.
  • Ability to exercise sound judgment in the execution of assignments and communication with others.
  • Excellent verbal and written communication skills; interpersonal and presentation skills - ability to work closely and collaboratively with people at all levels in the department and within the organization.
  • Strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution. CERTIFICATIONS
    • CPA, CIA or other related professional certification a plus
    • Additional qualifications, such as CFE, CAMS also preferred OTHER DETAILS $90K - $125K / year
      
      Pay determined based on job-related knowledge, skills, experience, and location. Cathay Bankoffers its full-time employees a competitive benefits package which is asignificant part of their total compensation. It is our goal to provideemployees with a comprehensive benefits package to fit their needs whichincludes, coverage for medical insurance, dental insurance, vision insurance,life insurance, long-term disability insurance, and flexible spending accounts(FSAs), health saving account (HSA) with company contributions, voluntarycoverages, and 401(k). Cathay Bank may collect personal informationfrom potential job candidates and applicants. For more information on how wehandle personal information and your applicable rights, please review our Privacy Policy . Cathay Bank is an Equal Opportunity and Affirmative ActionEmployer. We believe in diversity, equity, and inclusion in the workplace. Wewelcome applications for employment from all qualified candidates, regardlessof race, color, ethnicity, ancestry, citizenship, gender, national origin,religion, age, sex (including pregnancy and related medical conditions,childbirth and breastfeeding), reproductive health decision-making, sexualorientation, gender identity and expression, genetic information orcharacteristics, disability or medical condition, military status or status asa protected veteran, or any other status protected by applicable law. Cathay Bank endeavors to make www.CathayBank.com accessibleto any and all users. If you would like to contact us regarding theaccessibility of our website or need assistance completing the applicationprocess, please contact, Mickey Hsu, FVP, Employee Relations Manager, at (626) 582-7370 or mickey.hsu@cathaybank.com . This contact information is for accommodation requests only andcannot be used to inquire about the status of applications.

Keywords: Cathay Bank, El Monte , Sr. Internal Auditor, Accounting, Auditing , El Monte, California